FINRA Awards for James Alden Lincoln

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
11-04177	07/12/2013	Claimant(s): Joseph Calabrese Claimant Lawyers(s): Jenny L. Margeson Respondent(s): Phillip Cheney, RBC Capital Markets LLC Respondent Lawyers(s): Joseph Keenan Arbitrator(s): Brian J. Dunn, James Alden Lincoln, Steven S. Manos Hearing Site: Boston, MA		Expungement
10-03378	10/18/2011	Claimant(s): Estate of Deborah L. Stein Claimant Lawyers(s): Patrick Gaffney Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Brady J. Hermann Arbitrator(s): Brian J. Dunn, David J. Kaufman, James Alden Lincoln Hearing Site: Boston, MA		$0