FINRA Awards for Denver G. Edwards

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
16-03270	03/08/2018	Claimant(s): Elvira Martinez Manso, Harry Pelaez, Encody. Claimant Lawyers(s): Lloyd R. Schwed Respondent(s): UBS Financial Services Inc. Of PR Respondent Lawyers(s): Denver G. Edwards Arbitrator(s): Seth L. Finkel, Jan Glenn Valecka, Matthew Stephen Duchesne Hearing Site: San Juan, PR		$253,256
17-01290	01/24/2018	Claimant(s): Nicholas & Erika Schwartz Rev Trust Claimant Lawyers(s): Erika Schwartz Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Denver G. Edwards Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA		$300
16-02710	01/19/2018	Claimant(s): Marcus Nagel, Matthew Nagel Claimant Lawyers(s): Marcus Nagel Respondent(s): David Warren, Citigroup Global Markets., UBS Financial Services Inc., Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Adam M. Kauff, Andrew W. Sidman, Denver G. Edwards Arbitrator(s): Steven Gourley, Howard A. Emirhanian, George Herman Frisch Hearing Site: Los Angeles, CA		Dismissed by Rule (12200/12201)
16-02520	06/29/2017	Claimant(s): Joan Haevernick Claimant Lawyers(s): Linda Tran Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Steven Quinly Respondent Lawyers(s): Denver G. Edwards Arbitrator(s): Herbert Liberman Hearing Site: San Francisco, CA		$0