FINRA Awards for Mark T. McCloskey

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
12-03003	06/12/2014	Claimant(s): Bettina Rosser, Real Estate Seizure Sales., Thermos Norwich Developers Inc Claimant Lawyers(s): Bradd L. Milove Respondent(s): Erinn Ford, Mark McCloskey, Philip Pizelo, Shanon Ford, Victor Cassone, IFC Holdings d/b/a Invest Fin Corp, Mighty Oak Management LLC, Pacific West Securities. Respondent Lawyers(s): Barry R. Temkin, Erinn J. Ford, Mark T. McCloskey, Philip A. Pizelo, Shannon L. Ford Arbitrator(s): Lise Gabrielle Hunter, Daphne D. Duverney, Robert Youdelman Hearing Site: New York, NY		Expungement
12-03649	04/07/2014	Claimant(s): Fred Hetzel Claimant Lawyers(s): Bradd L. Milove Respondent(s): Erinn Ford, James Ortlip, Mark McCloskey, Philip Pizelo, Shanon Ford, AOG Wealth Managment, Alpha Omega Group., Pacific West Securities. Respondent Lawyers(s): Erinn J. Ford, Joseph Campo, Mark T. McCloskey, Philip A. Pizelo, Shanon L. Ford Arbitrator(s): David Edward Upton, Carol A. Schuyler, William F. Etherington Hearing Site: Richmond, VA		Expungement