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FINRA Awards for Dana Smith

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0058905/17/2019Claimant(s): Dana Smith
Claimant Lawyers(s): Dana Smith
Respondent(s): Anthony Minerva, Clayton Sontag, Daniel Dvorznak, Eric Arlt, Joseph Shea, Kenneth Fay, Nicholas Tsikitas
Respondent Lawyers(s): Anthony Minerva, Clayton Robert Sontag, Daniel Dvorznak, Eric David Arlt, Joseph Shea, Kenneth Patrick Fay, Nicholas George Tsikitas
Arbitrator(s): Jonathan H. Krotinger, Susan J. Alexander, Robert James Favole
Hearing Site: San Francisco, CA
Checkmark Icon$0
17-0122509/25/2017Claimant(s): Dana Smith
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Lawrence Alfano, Itradedirect.Com Corp
Respondent Lawyers(s): Eric Arlt, Lawrence Joseph Alfano
Arbitrator(s): Jonathan H. Krotinger
Hearing Site: San Francisco, CA
Checkmark Icon$111,505

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