FINRA Awards for Edward A. Walton

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 31-35 out of 35 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-00328	04/19/2011	Claimant(s): World-Wide Sports Promotion, Ltd Claimant Lawyers(s): Steven Michael Schwartz Respondent(s): Ameriprise Financial Services., Jared Cohen Respondent Lawyers(s): Edward A. Walton Arbitrator(s): Cheryl H. Agris Hearing Site: New York, NY		$0
10-01367	11/02/2010	Claimant(s): John Campanelli, Venus Campanelli Claimant Lawyers(s): Laurence M. Landsman Respondent(s): Ameriprise Financial Services., Joseph Della Monica Respondent Lawyers(s): Edward A. Walton Arbitrator(s): Thomas F. Mahoney Hearing Site: Chicago, IL		$5,213
10-01661	10/28/2010	Claimant(s): Marrell Greutman, Terry Greutman, Marrell R. and Wallis T. Greutman Trust Claimant Lawyers(s): Kirk Daniel Mensonides Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Edward A. Walton Arbitrator(s): Thomas R. Dreiling Hearing Site: Seattle, WA		$213
07-03628	11/10/2008	Claimant(s): David Lobato Claimant Lawyers(s): David Lobato Respondent(s): Ameriprise Advisor Services. Respondent Lawyers(s): Edward A. Walton Arbitrator(s): Alun Hywel Jones Hearing Site: New York, NY		$0
07-00818	08/22/2007	Claimant(s): David Sepanik, Mary Sepanik Claimant Lawyers(s): David Edward Sepanik, Mary Ann Sepanik Respondent(s): Ameriprise Advisor Services. Respondent Lawyers(s): Edward A. Walton Arbitrator(s): Stewart C.W. Weiner Hearing Site: Detroit, MI		$325