| 07-01358 | 09/21/2007 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Joan Toro
Respondent(s): Elmer Johnson
Respondent Lawyers(s): Elmer Johnson
Arbitrator(s): Sally Phillips Pasette
Hearing Site: Seattle, WA
|  | $0 |
| 06-04625 | 09/14/2007 | Claimant(s): Betty Gray
Claimant Lawyers(s): Richard C. Downing
Respondent(s): Charles George, Citigroup Global Markets.
Respondent Lawyers(s): Donald J. Mehan, Hugo A. Hilgendorff
Arbitrator(s): Ronald R. Wilhelm, Elton W. Chartrand, Carolyn L. Witherspoon
Hearing Site: Little Rock, AR
| | $1,157,380 |
| 03-08225 | 09/05/2007 | Claimant(s): Jeff Karnes, Jeremy Voye, Sarah Hedges
Claimant Lawyers(s): Amir H. Tadjedin
Respondent(s): Citigroup Global Markets., Jack Grubman, Kevin Keating
Respondent Lawyers(s): Nancy E. Nunan
Arbitrator(s): Marshall Passman, Louis Nebel
Hearing Site: Washington, DC
| | Stipulated Award and Expungement |
| 06-02362 | 09/05/2007 | Claimant(s): Ruth Barden-Whitlow
Claimant Lawyers(s): Gregory S. Larsen
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): William A. Hohauser
Arbitrator(s): Gordon F. Linke, Henry G. Plaster, Marvin P. Pastel
Hearing Site: Norfolk, VA
| | $42,000 |
| 03-07616 | 08/09/2007 | Claimant(s): Darren Gryniuk
Claimant Lawyers(s): David S. Markun
Respondent(s): Citigroup Global Markets., Jack B. Grubman, Kevin Keating
Respondent Lawyers(s): Jennifer M. Blunt
Arbitrator(s): Samuel A. Alward, Karen V. Cunningham, Kelli J. Jareaux
Hearing Site: Washington, DC
| | Stipulated Award and Expungement |
