| 07-01303 | 04/18/2008 | Claimant(s): Gerlind Schmoll, Ronald Schmoll
Claimant Lawyers(s): Ronald W. Karolyi
Respondent(s): Kenneth Pujdak
Respondent Lawyers(s): Kenneth Pujdak
Arbitrator(s): Lynne T. Albert, Leslie R. Berro, Laura A. Ledford
Hearing Site: Charlotte, NC
|  | $181,888 |
| 07-01100 | 03/28/2008 | Claimant(s): The Shorr Family Trust
Claimant Lawyers(s): Ronald W. Karolyi
Respondent(s): A.G. Edwards & Sons., Terry Dean
Respondent Lawyers(s): James C. Browning
Arbitrator(s): Robert S. Zuckerman, Michael E. Pearson, Richard E. Miley
Hearing Site: Charlotte, NC
| | $0 |
| 07-01583 | 03/26/2008 | Claimant(s): Harold F. Davis, IRA, Davis Family Trust
Claimant Lawyers(s): Harold F. Davis
Respondent(s): Hayes Burleson, A.G. Edwards & Sons.
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Lynne T. Albert, Landrum H. Henderson, James F. Major
Hearing Site: Charlotte, NC
| | $87,600 |
| 02-00028 | 01/24/2008 | Claimant(s): Richard Almeroth
Claimant Lawyers(s): Richard D. Almeroth
Respondent(s): J.P. Morgan Clearing Corp.
Respondent Lawyers(s): Arlene Semaya
Arbitrator(s): N. John Garcia
Hearing Site: Charlotte, NC
| | $0 |
| 06-03017 | 11/19/2007 | Claimant(s): Conard Moose
Claimant Lawyers(s): John F. Hanzel
Respondent(s): Dennis ShidlerL fka Linsco/Private Ledger Corp.
Respondent Lawyers(s): Daniel R. D'Alberto, David J. Freniere
Arbitrator(s): John H. Griffing
Hearing Site: Charlotte, NC
| | $23,500 |
| 05-05589 | 09/27/2007 | Claimant(s): Thomas Hodges
Claimant Lawyers(s): Dan A. Druz
Respondent(s): Christopher Kelts, Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Robert S. Zuckerman, Frank Samuel Perri, Lisa Bass Morris
Hearing Site: Charlotte, NC
| | $0 |
