Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 06-04315 | 09/19/2007 | Claimant(s): John Knaub, Lonita Knaub Claimant Lawyers(s): Philip J. Snyderburn Respondent(s): ProEquities. Respondent Lawyers(s): Katherine C. Donlon Arbitrator(s): David M. Snyder, Darryl C. Wilson, Robert Giffen Collins Hearing Site: Tampa, FL |  | $300 |
| 06-01056 | 08/03/2007 | Claimant(s): Harland L. Beers Rollover IRA Claimant Lawyers(s): Robert J. Pearl Respondent(s): Legg Mason Wood Walker Respondent Lawyers(s): Thomas K. Potter Arbitrator(s): John Steve Azadian, Russell W. Merriman, Oliver J. Janney Hearing Site: Tampa, FL | | Stipulated Award |
| 06-02660 | 08/01/2007 | Claimant(s): Steven Schwartz Claimant Lawyers(s): Steven P. Schwartz Respondent(s): Wachovia Securities, Delores Vance Respondent Lawyers(s): Ryan P. Smith Arbitrator(s): Samuel J. Henderson, Sandra J. Bakalus, Marilyn K. Dirks Hearing Site: Tampa, FL | | $10,513 |