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FINRA Awards for Irving M. Shlesinger

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0150205/04/2012Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): James L. Komie
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Irving M. Shlesinger, Karla Y. Vogel, David Blair Sinyard
Hearing Site: Atlanta, GA
07-0001512/18/2007Claimant(s): SunTrust Banks., Suntrust Capital Markets., Suntrust Investment Services.
Claimant Lawyers(s): Nathan L. Garroway
Respondent(s): Gary Brochin
Respondent Lawyers(s): Jason W. Graham
Arbitrator(s): James G. Killough, Irving M. Shlesinger, Bernard Leroy Lynch
Hearing Site: Atlanta, GA

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