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FINRA Awards for John C. Kelly

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0422009/24/2013Claimant(s): Michael Fliegelman
Claimant Lawyers(s): Judith L. Goldsborough
Respondent(s): Park Avenue Securities LLC
Respondent Lawyers(s): John C. Kelly
Arbitrator(s): Brian J. Burstin, John Daly, Eric Steven Greenebaum
Hearing Site: New York, NY
11-0039807/18/2012Claimant(s): Anthony Desantis
Claimant Lawyers(s): Mark T. Butler
Respondent(s): Park Avenue Securities LLC
Respondent Lawyers(s): John C. Kelly
Arbitrator(s): Jacqueline R. Fox, Dana R. Dawe, Michael George Kelly
Hearing Site: Detroit, MI

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