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FINRA Awards for Steven P. Pherson

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0398105/31/2013Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Steven P. Pherson
Respondent(s): James Hansberger
Respondent Lawyers(s): James Clyde Hansberger
Arbitrator(s): John Russell Barlow
Hearing Site: Charlotte, NC
11-0410010/23/2012Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Steven P. Pherson
Respondent(s): William Perfett
Respondent Lawyers(s): Stanley Yorsz
Arbitrator(s): Frank C. Fogl
Hearing Site: Pittsburgh, PA
11-0317712/14/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Steven P. Pherson
Respondent(s): Christopher Guenther
Respondent Lawyers(s): Christopher R. Guenther
Arbitrator(s): Frank C. Fogl
Hearing Site: Cleveland, OH

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