FINRA Awards for Gregory J. Sherwin

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-04296	12/23/2013	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Timothy N. Will Respondent(s): Bryan Clark Respondent Lawyers(s): Gregory J. Sherwin Arbitrator(s): Elizabeth Anne Moreno Hearing Site: Los Angeles, CA
10-02527	06/11/2012	Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Justin Goldberg Respondent(s): George Sinanis Respondent Lawyers(s): Gregory J. Sherwin Arbitrator(s): Gerald C. Tambe, Mary Margaret Bush, Thomas R. Watkins Hearing Site: Los Angeles, CA
09-00822	06/22/2010	Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Gregory B. Simon Respondent(s): Steven Pompan Respondent Lawyers(s): Gregory J. Sherwin Arbitrator(s): Richard J. Stall, Marc S. Joseph, Andrew Corell Wahrenbrock Hearing Site: Los Angeles, CA
08-02931	04/27/2010	Claimant(s): Wachovia Securities Claimant Lawyers(s): Jonathan E. Levine Respondent(s): Rumy Lopez Respondent Lawyers(s): Gregory J. Sherwin Arbitrator(s): David Maurer, Carol Jeanne Medof, Cheryl Marie Allain-Mee Hearing Site: Los Angeles, CA
07-02304	03/20/2008	Claimant(s): RBC Capital Markets Corporation Claimant Lawyers(s): David H.S. Commins Respondent(s): Gregory Iglow Respondent Lawyers(s): Gregory J. Sherwin Arbitrator(s): Christine A. Page, Cynthia Ann Higgins, Christopher J. Rogers Hearing Site: Los Angeles, CA