Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-04314 | 05/29/2012 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Shannon L. McDougald Respondent(s): James Mckee Respondent Lawyers(s): James Scott Mckee Arbitrator(s): Katherine H. O'Neil Hearing Site: Portland, OR | ||
| 08-00852 | 02/11/2010 | Claimant(s): Multi-Financial Securities Corporation Claimant Lawyers(s): Shannon L. McDougald Respondent(s): Angel Chi, Banc Of America Securities LLC Respondent Lawyers(s): Angel Chi, Robert J. Anello Arbitrator(s): Dennis R. Frohlich, Bradford J. Lam, Martha Jeanne Wilcoxson Hearing Site: Denver, CO |