FINRA Awards for Investacorp.

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-00506	10/05/2020	Claimant(s): Alan Douglass Claimant Lawyers(s): Gregg J. Breitbart Respondent(s): Investacorp. Respondent Lawyers(s): Melissa Tarentino Arbitrator(s): Martin M. Van Luven Hearing Site: Tampa, FL
16-02380	05/21/2018	Claimant(s): Investacorp. Claimant Lawyers(s): Michael A. Nagy Respondent(s): Edward Klug Respondent Lawyers(s): Edward Arthur Klug Arbitrator(s): Barry Goldman, Ramona V. Larson, Gerald J. Thain Hearing Site: Milwaukee, WI
09-02722	11/11/2010	Claimant(s): Scott Sherwood Claimant Lawyers(s): Jerome A. Pivnik Respondent(s): Investacorp., Ladenburg Thalmann Financial Svcs. Respondent Lawyers(s): Daniel S. Newman Arbitrator(s): Arthur J. Leibell, Linda M. Granata, James Conrad Sankpill Hearing Site: Miami, FL
07-03516	08/05/2009	Claimant(s): Joseph Petrone Claimant Lawyers(s): Linda M. Deola Respondent(s): Investacorp., Ladenburg Thalmann Financial Services LL Respondent Lawyers(s): Mark J. Astarita, Michael J. Astarita Arbitrator(s): Kip C. Lubcke, John R. Pepe, Linda J. Baer Hearing Site: Newark, NJ