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FINRA Awards for Patricia M. Bottoms

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0239311/07/2022Claimant(s): Jerry Mathew
Claimant Lawyers(s): Matthew B. Henneman
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Neal S. Robb
Arbitrator(s): Patricia M. Bottoms, Ronald G. Guida, Gregory G. Gocek
Hearing Site: Denver, CO
17-0125206/05/2018Claimant(s): John Borne
Claimant Lawyers(s): Israel Klein
Respondent(s): GWFS Equities.
Respondent Lawyers(s): Holly Stein Sollod
Arbitrator(s): Patricia M. Bottoms, Leonard Arthur Nelson, Leonard M. Goldstein
Hearing Site: Denver, CO

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