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FINRA Awards for Peter H. Goldberg

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0166212/13/2023Claimant(s): Intellivest Securities.
Claimant Lawyers(s): Bernard J. Kornberg
Respondent(s): Brian Dunn
Respondent Lawyers(s): Joshua Norton
Arbitrator(s): Edward Turner Borer, Louis H Miron, Peter H. Goldberg
Hearing Site: Wilmington, DE
14-0030508/13/2015Claimant(s): Laura Hunsicker
Claimant Lawyers(s): Janet K. DeCosta
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Daniel J. Donovan
Arbitrator(s): Bryon P. Fusini, Douglas Earl McLaren, Peter H. Goldberg
Hearing Site: Washington, DC

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