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FINRA Awards for John Goodrich

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0252703/25/2015Claimant(s): Richard Simpson
Claimant Lawyers(s): Sylvia M. Scott
Respondent(s): Helen James, Helen James Living Trust
Respondent Lawyers(s): Helen James
Arbitrator(s): James D. Knotter, John Goodrich, Steven F. Bernstein
Hearing Site: San Diego, CA
Expungement
12-0303004/21/2014Claimant(s):
Claimant Lawyers(s):
Respondent(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Respondent Lawyers(s): Andrew R. Livingston
Arbitrator(s): Evan A. Gould, John Goodrich, John M Wilson
Hearing Site: San Diego, CA

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