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FINRA Awards for G. Dennis Sheehan

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0043701/25/2021Claimant(s): Kyle Sadler
Claimant Lawyers(s): Kyle Andrew Sadler
Respondent(s): Cambridge Investment Research.
Respondent Lawyers(s): Richard Kuhlman
Arbitrator(s): Oren L. Connaway, Danielle L. Hargrove, G. Dennis Sheehan
Hearing Site: Houston, TX
14-0377003/30/2016Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): Megan A. Smith
Respondent(s): David Lavine
Respondent Lawyers(s): Andrew R. Harvin
Arbitrator(s): James A. Parker, Ann Bradford Ligums, G. Dennis Sheehan
Hearing Site: Houston, TX

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