Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-02275 | 12/05/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance, In Claimant Lawyers(s): Jeffrey M. Csercsevits Respondent(s): Robert Moore Respondent Lawyers(s): Robert H. Moore Arbitrator(s): Nancy Kramer Hearing Site: New York, NY | ||
| 09-05533 | 11/04/2010 | Claimant(s): Thomas Vandeventer Claimant Lawyers(s): James A. Bradley Respondent(s): Clearbridge Advisors, Legg Mason Investor Services Respondent Lawyers(s): Dana N. Pescosolido Arbitrator(s): Romaine L. Gardner, Martin Hunger, Nancy Kramer Hearing Site: New York, NY | ||
| 07-03151 | 05/07/2009 | Claimant(s): Eric Serfaty Claimant Lawyers(s): Michael C. Deutsch Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Michael Riordan Arbitrator(s): Sandra J. Mullings, Jonathan L. Goldfarb, Nancy Kramer Hearing Site: New York, NY |