| 14-00662 | 08/18/2014 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Audette Paul Morales
Respondent(s): The Solomon Living Trust
Respondent Lawyers(s): William B. Young
Arbitrator(s): Carlos Richard Mangum, James N. D'Orso, Linda M. McCoy
Hearing Site: San Francisco, CA
| | Expungement |
| 09-03467 | 05/06/2014 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania Facher
Respondent(s): Matthew Belden
Respondent Lawyers(s): Richard Sacks
Arbitrator(s): James N. D'Orso, Kenneth W. Gosliner, Robert Elman
Hearing Site: San Francisco, CA
| | |
| 12-01677 | 10/19/2012 | Claimant(s): Kimon Daifotis, Charles Schwab & Co..
Claimant Lawyers(s): Audette P. Morales
Respondent(s): Don Miller, Donald C. Miller Cust IRA Rollover, Donald C. Miller Cust Roth Contrib, IRA
Respondent Lawyers(s): Thomas F. Shine
Arbitrator(s): James N. D'Orso, Jerold R. Babin, Linda M. McCoy
Hearing Site: San Francisco, CA
| | Expungement |
| 08-04374 | 11/23/2009 | Claimant(s): Mark Steele
Claimant Lawyers(s): Keith Ehrman
Respondent(s): Thomas Weisel Partners LLC
Respondent Lawyers(s): Thomas P. Klein
Arbitrator(s): Andrew R. Epstein, James N. D'Orso, Peter H. Daly
Hearing Site: San Francisco, CA
| | |
| 07-02184 | 03/13/2009 | Claimant(s): Global Crown Capital
Claimant Lawyers(s): Melvin K. Patterson
Respondent(s): Ronald Clement
Respondent Lawyers(s): Ronald Clement
Arbitrator(s): James N. D'Orso, Walter F. Dillaway, Marian L. Snyder
Hearing Site: San Francisco, CA
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