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FINRA Awards for Sean M. Sweeney

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0094503/06/2015Claimant(s): William Jordan
Claimant Lawyers(s): Mary Kay Brown
Respondent(s): Sean Sweeney, Kildare Capital.
Respondent Lawyers(s): Denis C. Dice
Arbitrator(s): John J. Jordan, Robin David Bleecher, Buzz Adelman
Hearing Site: Philadelphia, PA
07-0359310/23/2008Claimant(s): Thomas Holmes
Claimant Lawyers(s): Kevin Thomas Hoffman
Respondent(s): Susquehanna Financial Group, LLLP
Respondent Lawyers(s): Andrew C. Curley
Arbitrator(s): Philip S. Cottone, Sean M. Sweeney, L. Martin Miller
Hearing Site: Philadelphia, PA

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