FINRA Awards for J. Maxwell Williams

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Displaying 11-14 out of 14 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
08-03530	01/28/2010	Claimant(s): Morgan Keegan & Company. Claimant Lawyers(s): Thomas Barnett Respondent(s): John Wilfong Respondent Lawyers(s): R. Layne Holley Arbitrator(s): J. Maxwell Williams, Patricia Best Vital, Todd Edward Phillips Hearing Site: Memphis, TN
08-00869	07/02/2009	Claimant(s): D. Blevins Claimant Lawyers(s): James H. Penick Respondent(s): Charles White, SAL Financial Services. d/b/a Stern, Sterne Agee & Leech. Respondent Lawyers(s): Latanishia Watters Arbitrator(s): David B. Coates, J. Maxwell Williams, William Wright Willis Hearing Site: Little Rock, AR
07-01504	10/02/2008	Claimant(s): RBC Dain Rauscher Inc. Claimant Lawyers(s): Donald S. Arbour Respondent(s): Joe Jennings, RBC Capital Markets Corporation Respondent Lawyers(s): John R. Jacobson, Philip B. Seaton Arbitrator(s): Thomas L. Maschmeyer, J. Maxwell Williams, Joseph R. Heinz Hearing Site: Memphis, TN
06-05117	11/05/2007	Claimant(s): Jack Shirley Claimant Lawyers(s): Stephen Fisher Respondent(s): Pruco Securities. Respondent Lawyers(s): Thomas E. Reddin Arbitrator(s): J. Maxwell Williams, Paul Michael Secunda Hearing Site: Little Rock, AR