| 14-00814 | 10/06/2015 | Claimant(s): Keith McGregory
Claimant Lawyers(s): Keith McGregory
Respondent(s): Bernard Beal, M. R. Beal & Company
Respondent Lawyers(s): Bernard B. Beal
Arbitrator(s): Peter Ordower, Suanne F. Goldman, Howard T. Goffen
Hearing Site: Chicago, IL
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| 14-01712 | 04/22/2015 | Claimant(s): Livevol Securities.
Claimant Lawyers(s): Andrew T. Solomon
Respondent(s): Kimberly Kramer
Respondent Lawyers(s): Gerald M. Miller
Arbitrator(s): Martha B. Olson, Suanne F. Goldman, Susan L. Walker
Hearing Site: Chicago, IL
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| 09-01692 | 06/03/2011 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Travis Sheets
Respondent Lawyers(s): Travis N. Sheets
Arbitrator(s): Michael F. Jordan, Robert S. Sugarman, Suanne F. Goldman
Hearing Site: Chicago, IL
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| 09-00550 | 11/11/2009 | Claimant(s): Ameriprise Advisor Services.
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): William Stroup
Respondent Lawyers(s): William Clayton Stroup
Arbitrator(s): Frank F. Foys, Robert B. Schmidt, Suanne F. Goldman
Hearing Site: Chicago, IL
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| 08-04479 | 10/13/2009 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): Don Steriovski
Respondent Lawyers(s): Samuel G. Vazanellis
Arbitrator(s): Steven Samson, Joseph D. Savino, Suanne F. Goldman
Hearing Site: Chicago, IL
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| 08-03455 | 04/14/2009 | Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David M. Belcher
Respondent(s): Richmond Ashley
Respondent Lawyers(s): Richmond A. Ashley
Arbitrator(s): Larry M. Dreyfus, Howard B. Silverman, Suanne F. Goldman
Hearing Site: Chicago, IL
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| 07-01835 | 06/26/2008 | Claimant(s): Louise Ladd
Claimant Lawyers(s): Michael H. Schaalman
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Herbert S. Bratt, James P. O'Donnell, Suanne F. Goldman
Hearing Site: Milwaukee, WI
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