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FINRA Awards for Daniel T. McHugh

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0200403/07/2012Claimant(s): James Swinney
Claimant Lawyers(s): Elizabeth R. Makris
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Michael J. Fortunato
Arbitrator(s): Daniel T. McHugh, Michael J. Henke, J. Snowden Stanley
Hearing Site: Baltimore, MD
10-0226403/23/2011Claimant(s): Michael Turek
Claimant Lawyers(s): Michael G Turek
Respondent(s): Joseph Lapietra
Respondent Lawyers(s): Leo G. Rydzewski
Arbitrator(s): Daniel T. McHugh, Michael J. Henke, Alan Robert Malasky
Hearing Site: Baltimore, MD
07-0315605/28/2008Claimant(s): Wachovia Securities
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Joel Small
Respondent Lawyers(s): Joel Small
Arbitrator(s): Bonnie K. Wachtel, Daniel T. McHugh, Bonnie Dale King-Rose
Hearing Site: Baltimore, MD

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