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FINRA Awards for Brian Harlan

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0267303/18/2021Claimant(s): Bradley Thompson
Claimant Lawyers(s): Harris Freedman
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Brian Harlan
Arbitrator(s): Helen Marinak Blohm
Hearing Site: Cheyenne, WY
19-0010808/09/2019Claimant(s): Gary Wageman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Brian Harlan
Arbitrator(s): Helen Marinak Blohm
Hearing Site: Bismarck, ND
18-0232007/02/2019Claimant(s): Peter Covino
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC, VSR Financial Services., Prospera Financial Services.
Respondent Lawyers(s): Brian Harlan, Jeremy Carr, William M. Schmitt
Arbitrator(s): Daniel B. MacLeod
Hearing Site: Boise, ID

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