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FINRA Awards for C. Robert Rittberger

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0028603/03/2015Claimant(s): Jon Arnold
Claimant Lawyers(s): Douglas R. Jennings
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Kirsten Patzer
Arbitrator(s): C. Robert Rittberger, Amy L. Wachs, Kevin Brodar
Hearing Site: Cleveland, OH
08-0095111/20/2008Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Will Stute
Respondent(s): Richard McCrea
Respondent Lawyers(s): Richard Porter McCrea
Arbitrator(s): Peter L. Pointer, Jay S. Ferrier, C. Robert Rittberger
Hearing Site: Cleveland, OH

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