FINRA Awards for Marc Kalish

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 11-15 out of 15 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-02482	04/08/2014	Claimant(s): Damany Henry Claimant Lawyers(s): Timothy Feil Respondent(s): Gene Meieran Respondent Lawyers(s): Gene Meieran Arbitrator(s): Marc Kalish, Jay H. Feldstein, Karen D. Hanson Hearing Site: Phoenix, AZ		Expungement
08-04148	11/10/2009	Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Donald B. Wallace Respondent(s): Charles Buckhannon Respondent Lawyers(s): Rosemary Cook Arbitrator(s): George N. Roy, Irving Mindes, Marc Kalish Hearing Site: Phoenix, AZ
08-01181	03/26/2009	Claimant(s): Naomi Britton Claimant Lawyers(s): Burton M. Bentley Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Christin M. Choi Arbitrator(s): Gary L. Freeman, Marc Kalish, Amy L. Lieberman Hearing Site: Phoenix, AZ
08-01092	03/05/2009	Claimant(s): John Saldutte Claimant Lawyers(s): David G. Bray Respondent(s): Questar Capital Corporation Respondent Lawyers(s): Margaret Goetze Arbitrator(s): Marc Kalish, Peter Joseph Kalman, David F. Sargent Hearing Site: Phoenix, AZ
06-01674	09/04/2007	Claimant(s): Mark Quale Claimant Lawyers(s): Theodore G. Eppenstein Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Carol B. Trask Arbitrator(s): Marc Kalish, Beryl I. Dulsky, Denis Frank Hearing Site: Phoenix, AZ