Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 15-00660 | 08/30/2016 | Claimant(s): Casey Sutton Claimant Lawyers(s): Robert A. Bracken Respondent(s): Pruco Securities. Respondent Lawyers(s): Lorie E. Almon Arbitrator(s): Stephen P. Hoffman, Michael C. Wittenberg, CPF, CLU, ChFC, Lisa Bass Morris Hearing Site: Charlotte, NC | ||
| 10-03040 | 07/21/2011 | Claimant(s): Ronald Brown Claimant Lawyers(s): Christopher M. Whelchel Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): John G. McDonald Arbitrator(s): Stephen P. Hoffman, Michael C. Wittenberg, CPF, CLU, ChFC, Margaret Elizabeth Gee Hearing Site: Charlotte, NC | ||
| 05-05660 | 02/19/2008 | Claimant(s): AIG Financial Advisors. Claimant Lawyers(s): Abby Henig Respondent(s): Allen Darby Respondent Lawyers(s): John F. Hanzel Arbitrator(s): David P. McDuffee, John D. Robb, Michael C. Wittenberg, CPF, CLU, ChFC Hearing Site: Charlotte, NC |