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FINRA Awards for Christopher J. Gray

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0363703/30/2021Claimant(s): Gregory Macko
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Thomas B. Lewis
Arbitrator(s): Linda J. Baer, William T. Brice
Hearing Site: Hartford, CT
15-0053701/29/2016Claimant(s): Andrew Blease
Claimant Lawyers(s): Edwin A. Barkel
Respondent(s): Joseph Rocco
Respondent Lawyers(s): Christopher J. Gray
Arbitrator(s): Howard W. Shannon
Hearing Site: Phoenix, AZ
Expungement
13-0197303/06/2014Claimant(s): John Orcutt, UBS Financial Services Inc., Mark Fasano
Claimant Lawyers(s): William McClelland Montgomery
Respondent(s): Mark Klein
Respondent Lawyers(s): Christopher J. Gray
Arbitrator(s): Thomas E. Shuck, Annette Gres Shepherd, Andrea Luise Halperin
Hearing Site: Los Angeles, CA
Expungement

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