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FINRA Awards for David Sorokoff

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0231803/22/2023Claimant(s): Spartan Capital Securities
Claimant Lawyers(s): Robert Rabinowitz
Respondent(s): Tariq Sales
Respondent Lawyers(s): Tariq Muhammed Sales
Arbitrator(s): David Sorokoff
Hearing Site: New York, NY
22-0155503/16/2023Claimant(s): Jeffrey Weiner
Claimant Lawyers(s): Brian Kennedy
Respondent(s): MML Investors Services
Respondent Lawyers(s): Julie E. Ravis
Arbitrator(s): David Sorokoff, Clive I. Morrick, Andrew Robert Kosloff
Hearing Site: New York, NY

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