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FINRA Awards for Roslyn G. Pollack

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0177910/26/2015Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Thomas Lewis
Respondent(s): Kevin Kane, Robert Estep
Respondent Lawyers(s): L. Renee Lieux
Arbitrator(s): Dale A. Pope, Roslyn G. Pollack, Gerald S. Smith
Hearing Site: Philadelphia, PA
13-0087004/16/2014Claimant(s): Boenning & Scattergood.
Claimant Lawyers(s): Frank R. Emmerich
Respondent(s): James Lennon
Respondent Lawyers(s): Jean Hanna Bickhart
Arbitrator(s): Roslyn G. Pollack, Catherine Stewart, Karen R. Perri
Hearing Site: Philadelphia, PA

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