FINRA Awards for Kathleen Jones Spilker

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-00176	02/17/2023	Claimant(s): Douglas Kobak Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Citigroup Global Markets., Coastal Equities. Respondent Lawyers(s): Adam Kauff, Francis J. Skinner Arbitrator(s): Fred W. Miller, Buzz Adelman, Kathleen Jones Spilker Hearing Site: Philadelphia, PA
21-00356	09/15/2021	Claimant(s): Thomas Seiler Claimant Lawyers(s): Benjamin J. Biard Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A Pizzitola Arbitrator(s): John J. Jordan, Thomas Naylor, Kathleen Jones Spilker Hearing Site: Philadelphia, PA