Potomac Analytics' Logo

FINRA Awards for Cindy B. Eisenberg

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0057306/14/2022Claimant(s): Brian Dennis
Claimant Lawyers(s): Kita Lantman
Respondent(s): Wells Fargo Advisors Financial Network, Wells Fargo Clearing Services, Mark Lippman
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Thomas E. Hommel, Cindy B. Eisenberg, Lynne M. Reid-McQueen
Hearing Site: New York, NY
15-0216806/21/2016Claimant(s): Shane Grimaldi
Claimant Lawyers(s): Jonathan Sack
Respondent(s): MBSC Securities Corporation
Respondent Lawyers(s): Kenneth Kirschner
Arbitrator(s): Cindy B. Eisenberg, Abigail J. Pessen, James Vincent Poma
Hearing Site: New York, NY

2 Results

Display: