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FINRA Awards for William A. Husa

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0628003/19/2012Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Julianne L. Peck
Respondent(s): Jolie Bales
Respondent Lawyers(s): Mark J. Astarita
Arbitrator(s): Michelle Judy Brant, William A. Husa, Michael J. Fish
Hearing Site: San Francisco, CA
07-0233302/11/2010Claimant(s): Aaron Leone
Claimant Lawyers(s): Jesper I. Rasmussen
Respondent(s): WAMU Investments.
Respondent Lawyers(s): Douglas A. Wickham
Arbitrator(s): Daniel M. Yamshon, William A. Husa, Joseph M. O'Connor
Hearing Site: San Francisco, CA
06-0491208/14/2007Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Brian C. Free
Respondent(s): Mitchell Jesse
Respondent Lawyers(s): Mitchell R. Jesse
Arbitrator(s): Robert Fisher, William A. Husa, Walter F. Dillaway
Hearing Site: Reno, NV

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