FINRA Awards for William A. Husa

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-02880	09/25/2012	Claimant(s): Karl Townsend & Karen F. Townsend Trust Claimant Lawyers(s): Thomas D. Mauriello Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Walter P. Hitchcock, Herb Schwartz, William A. Husa Hearing Site: San Francisco, CA		Expungement
09-00403	03/14/2011	Claimant(s): Matthew Lam Claimant Lawyers(s): Howard M. Hoffman Respondent(s): Jesse Ramos, Charles Schwab & Co.. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Robert E. Thompson, Laurel Littman Gothelf, William A. Husa Hearing Site: San Francisco, CA		Expungement
08-03904	04/20/2010	Claimant(s): Kathleen Pomeroy, The Marital Deduction Trust, The Pomeroy Bypass Trust, The Pomeroy Family Trust Claimant Lawyers(s): Samuel B. Edwards Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Philip A. McLeod Arbitrator(s): Jane Bradley, William A. Husa, Mary Margaret Bush Hearing Site: San Francisco, CA		$768,944
08-00641	09/03/2008	Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Richard A Karoly Respondent(s): Donald Newman, New Man. Respondent Lawyers(s): Donald E. Newman Arbitrator(s): Laurel Littman Gothelf, William A. Husa, Dean J. Dietrich Hearing Site: San Francisco, CA