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FINRA Awards for Brian R. Mills

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0360601/17/2013Claimant(s): Morgan Stanley
Claimant Lawyers(s): Brian R. Mills
Respondent(s): John Hackbarth
Respondent Lawyers(s): John Melton Hackbarth
Arbitrator(s): C. Sumpter Logan
Hearing Site: Birmingham, AL
11-0348703/13/2012Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Brian R. Mills
Respondent(s): Joseph Jackson
Respondent Lawyers(s): Steven C. Lawrence
Arbitrator(s): Stephen P. Hoffman
Hearing Site: Raleigh, NC
11-0220410/28/2011Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Brian R. Mills
Respondent(s): Joey Dean
Respondent Lawyers(s): Joey Wade Dean
Arbitrator(s): Frederick Michael Switzer
Hearing Site: Little Rock, AR
10-0397408/23/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Brian R. Mills
Respondent(s): William Griffin
Respondent Lawyers(s): R. Hal Meeks
Arbitrator(s): Robert H. Putnam, Patrick L. Bellantoni, Andy W. Morgan
Hearing Site: Atlanta, GA

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