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FINRA Awards for Nancy G. Harris

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0354904/17/2020Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Michael Garris
Respondent Lawyers(s): Michael David Garris
Arbitrator(s): Nancy G. Harris
Hearing Site: Los Angeles, CA
18-0342208/05/2019Claimant(s): Brian Parker
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): United Planners' Financial Services Of A
Respondent Lawyers(s): David B. Hauer
Arbitrator(s): Nancy G. Harris
Hearing Site: Los Angeles, CA

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