Potomac Analytics' Logo

FINRA Awards for Tom L. Peterson

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0138006/05/2015Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Alan S. Rafterman
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Tom L. Peterson
Hearing Site: Boston, MA
13-0002312/16/2013Claimant(s): Matthew Zick
Claimant Lawyers(s): Matthew James Zick
Respondent(s): Columbia Management Investment Distribut
Respondent Lawyers(s): Julie Fleming-Wolfe
Arbitrator(s): Tom L. Peterson
Hearing Site: Boston, MA
11-0222704/26/2012Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Jennifer R. Seltenrich
Respondent(s): William Munier
Respondent Lawyers(s): William Munier
Arbitrator(s): Tom L. Peterson
Hearing Site: Boston, MA
11-0242104/25/2012Claimant(s): Commonwealth Equity Services.
Claimant Lawyers(s): Joe Tully
Respondent(s): John Benedetto
Respondent Lawyers(s): John J Benedetto
Arbitrator(s): Tom L. Peterson
Hearing Site: Boston, MA

4 Results

Display: