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FINRA Awards for Tom L. Peterson

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0019611/08/2013Claimant(s): Jeffrey Szynkarski
Claimant Lawyers(s): Jeffrey R. Szynkarski
Respondent(s): Casey Doody, James Epervary, TD Ameritrade.
Respondent Lawyers(s): Hollie M. Mason
Arbitrator(s): Tom L. Peterson
Hearing Site: Providence, RI
Checkmark Icon$0
09-0504806/09/2010Claimant(s): Jeffry A. Wisnia IRA Account
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Larry E. Mobley
Arbitrator(s): Tom L. Peterson
Hearing Site: Boston, MA
Checkmark Icon$16,720
09-0399803/09/2010Claimant(s): Vincent Pisaturo
Claimant Lawyers(s): Vincent Pisaturo
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Fotini A. Antoniadis
Arbitrator(s): Tom L. Peterson
Hearing Site: Providence, RI
Checkmark Icon$0

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