FINRA Awards for Kate E. DiGeronimo

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Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-00554	09/28/2023	Claimant(s): Brenda Blisk, Spire Investment Partners, Spire Securities, Spire Wealth Management Claimant Lawyers(s): Matthew C. Plant Respondent(s): Cecile Hult, Dianne Nolin, Eric Ashburn, Joseph Gallemore, Argent Bridge Advisors Respondent Lawyers(s): Kate E. DiGeronimo Arbitrator(s): Patricia H. Latham, Jonathan Edward Levine, Jay N. Lazrus Hearing Site: Washington, DC
18-02273	08/10/2021	Claimant(s): Thomas Devane Claimant Lawyers(s): James Halter Respondent(s): Joseph Gawronski, Vikas Shah, Rosenblatt Securities Inc., Rossoff & Co. LLC Respondent Lawyers(s): Andrew J. Goodman, Kate E. DiGeronimo Arbitrator(s): Terrance J. Nolan, Keith Roberts, Clive I. Morrick Hearing Site: New York, NY
18-01194	11/15/2018	Claimant(s): Kevin Gildner, Shawn Derrick, Commonwealth Financial Network Claimant Lawyers(s): Leonard Weintraub Respondent(s): Invest Financial Corporation Respondent Lawyers(s): Kate E. DiGeronimo Arbitrator(s): Jeffry M. Bauer, Michael P. Hennigan, Clifford C. Rohde Hearing Site: Buffalo, NY