Potomac Analytics' Logo

FINRA Awards for Ellen Holland Keller

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0299301/31/2020Claimant(s): Flonnoya Franklin
Claimant Lawyers(s): Fred M. Bean
Respondent(s): Blaine Miller, Samuel Capasso, Proequities.
Respondent Lawyers(s): Warren B. Lightfoot
Arbitrator(s): Ellen Holland Keller, Michael L. Fortney, Barbara E. Machin
Hearing Site: Cleveland, OH
10-0529911/04/2011Claimant(s): Daniel Strebler
Claimant Lawyers(s): Bruce H. Wilson
Respondent(s): Morgan Stanley & Co., Morgan Stanley Financial Advisor
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Ellen Holland Keller
Hearing Site: Cleveland, OH
09-0615403/24/2011Claimant(s): Kevin Afnan
Claimant Lawyers(s): Andrew A. Kabat
Respondent(s): Ameriprise Advisor Services., Ameriprise Financial Services.
Respondent Lawyers(s): Ronald P. Kane
Arbitrator(s): Bert S Cliff, Ellen Holland Keller, Robert M Lustig
Hearing Site: Cleveland, OH

3 Results

Display: