FINRA Awards for William E. Schneider

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Displaying 6 out of 6 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
16-03433	12/18/2018	Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Jill L. Rosenberg Respondent(s): James Webb Respondent Lawyers(s): James Daniel Webb Arbitrator(s): William E. Schneider, Michael S. Davidoff, Donald Theodore Ryce Hearing Site: Boca Raton, FL
17-00448	05/08/2018	Claimant(s): Giovanni Acevedo Claimant Lawyers(s): Giovanni L. Acevedo Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): C. Bryce Benson Arbitrator(s): William E. Schneider, Marie Katz, Mimi Vivien Turin Hearing Site: Boca Raton, FL
16-00412	03/06/2018	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Patricia E. Cowart Respondent(s): William De Cardenas Respondent Lawyers(s): Francisco J. Escalante Arbitrator(s): William E. Schneider Hearing Site: Boca Raton, FL
16-03228	12/18/2017	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Gregory Tendrich Respondent(s): Kelley Sullivan Respondent Lawyers(s): W. Scott Turnbull Arbitrator(s): William E. Schneider Hearing Site: Boca Raton, FL
17-00373	11/21/2017	Claimant(s): Jeremy Gottlieb Claimant Lawyers(s): Adam D. Palmer Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): William Kent Brown, William E. Schneider, Alisa Matire Hearing Site: Boca Raton, FL
16-03398	10/27/2017	Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Michael S. Taaffe Respondent(s): Philip Staff Respondent Lawyers(s): Philip Jameson Staff Arbitrator(s): William E. Schneider Hearing Site: Boca Raton, FL