Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-03494 | 05/21/2021 | Claimant(s): Mahes Prasad Claimant Lawyers(s): Alan Baskin Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Retta A. Miller Arbitrator(s): Barbara M. Zak Hearing Site: Phoenix, AZ | ||
| 19-02219 | 12/19/2019 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Retta A. Miller Respondent(s): Vernon Sears Respondent Lawyers(s): Vernon David Sears Arbitrator(s): Christine L. Stetson Hearing Site: Houston, TX | ||
| 19-01643 | 10/30/2019 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Retta A. Miller Respondent(s): Virgil Richmond Respondent Lawyers(s): Virgil D. Richmond Arbitrator(s): James A. Parker Hearing Site: Houston, TX | ||
| 09-02191 | 03/28/2012 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Retta A. Miller Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Joseph A. Dougherty Arbitrator(s): Jan Preece Gaddis, Billy H. Ware, Charles W. Adams Hearing Site: Oklahoma City, OK | ||
| 11-02350 | 01/10/2012 | Claimant(s): SWBC Investment Services Claimant Lawyers(s): Retta A. Miller Respondent(s): Greg Thompson, Titleist Asset Management, Ltd. Respondent Lawyers(s): Royal B. Lea Arbitrator(s): Linda Broocks, Arno C. Schwethelm, Lynne M. Gomez Hearing Site: Houston, TX |