FINRA Awards for Edward Allison Downe

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-03020	01/14/2011	Claimant(s): Fidelity Brokerage Services LLC Claimant Lawyers(s): Jennifer A. Kenedy Respondent(s): David LaMay, Essex Financial Services. Respondent Lawyers(s): Richard Slavin, Robert A. Richardson Arbitrator(s): Charles Franklin Willson, John Thomas Shaban, Edward Allison Downe Hearing Site: Hartford, CT
06-02155	02/12/2009	Claimant(s): Richard Himmelstein Claimant Lawyers(s): Matthew Dallas Gordon Respondent(s): ING Financial Partners. Respondent Lawyers(s): Richard N. Freeth Arbitrator(s): Michael J. McCormack, Melinda S. Milberg, Edward Allison Downe Hearing Site: Hartford, CT