Potomac Analytics' Logo

FINRA Awards for Lisa A Randall-Haag

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0408906/18/2009Claimant(s): Morgan Stanley DW Inc.
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Chris Minor
Respondent Lawyers(s): Chris Minor
Arbitrator(s): Hyram A. Evans, Henry Kirke Cushing, Lisa A Randall-Haag
Hearing Site: Chicago, IL
06-0400008/27/2008Claimant(s): Caroline Rothstein, Craig Gould, Shelton Shefferman, Steven Rothstein, Steven A. Rothstein C/F Natalie Rothstei, Nancy Rothstein IRA, Steven A. Rothstein IRA
Claimant Lawyers(s): Jonathan M Cyrluk
Respondent(s): Mark Goldwasser
Respondent Lawyers(s): Givonna L. Long
Arbitrator(s): Donald M. Thompson, Lisa A Randall-Haag, Adrian E. Mazar
Hearing Site: Chicago, IL

2 Results

Display: