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FINRA Awards for Lisa A Randall-Haag

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0028712/11/2014Claimant(s): Cary Moomjian
Claimant Lawyers(s): Cary A. Moomjian
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Philip I. McConnell, Lisa A Randall-Haag, Robert J. Steele
Hearing Site: Dallas, TX
Checkmark Icon$0
06-0274210/19/2007Claimant(s): Robert Sam, North Star Basements., Karen K. Auksi-Sam, IRA
Claimant Lawyers(s): Robert Sam
Respondent(s): Edward Jones
Respondent Lawyers(s): Loren Schechter
Arbitrator(s): Ann Breen-Greco, David E. Neely, Lisa A Randall-Haag
Hearing Site: Chicago, IL
Checkmark Icon$0

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