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FINRA Awards for The Householder Group

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0226311/08/2011Claimant(s): Sagepoint Financial.
Claimant Lawyers(s): Gregory Tevis
Respondent(s): Debra Householder, Scott Householder, The Householder Group, LLP
Respondent Lawyers(s): David H. Carmichael
Arbitrator(s): Harry Hamilton Herts, Daniel J. Lind, Robert W. Bruns
Hearing Site: Phoenix, AZ
05-0628109/26/2008Claimant(s): Charles Salfity
Claimant Lawyers(s): Steve Buchwalter
Respondent(s): Scott Householder, Todd Bergeron, The Householder Group, LLLP
Respondent Lawyers(s): David H. Carmichael, David Carmichael
Arbitrator(s): Robert J. Ruben, A. Joel Klein, James M. Goldberg
Hearing Site: Los Angeles, CA

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