Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-00947 | 04/02/2014 | Claimant(s): Wedbush Securities Inc. Claimant Lawyers(s): John Erikson Respondent(s): Bambi Holzer Respondent Lawyers(s): Rex Julian Beaber Arbitrator(s): Anita Rae Shapiro, Janice A. Salter, Anna Marie Turco Hearing Site: Los Angeles, CA | ||
| 09-02704 | 12/22/2010 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Timothy N. Will Respondent(s): Mark Robles Respondent Lawyers(s): Mark J. Robles Arbitrator(s): Erik R. Siering, Janice A. Salter, Katharine Reed Coleman Hearing Site: Los Angeles, CA | ||
| 05-01153 | 08/24/2007 | Claimant(s): Burke Dambly, Cindy Chiu, Corbin Thomas, James Walsh, Linda Bak, Robert Horning, Troy Thomas Claimant Lawyers(s): Michael Blumenfeld Respondent(s): Michael Upton, Direct Capital Securities., MCL Financial Group., Upton Financial Services. Respondent Lawyers(s): Clay Womack, Theodore Peters Arbitrator(s): Barbara M. Zak, Dorothy B. Strackbein, Janice A. Salter Hearing Site: Los Angeles, CA |