Potomac Analytics' Logo

FINRA Awards for Tullett Prebon PLC

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 1 out of 1 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0326512/06/2016Claimant(s): Tullett Prebon Financial Services LLC
Claimant Lawyers(s): Ryan M. Duffy
Respondent(s): Richard Higgs, Stephen Duckworth, Suncica Reljic, Traditional Asiel Securities Inc., Tullett Prebon (Americas) Holding Inc., Tullett Prebon Americas Corp., Tullett Prebon PLC
Respondent Lawyers(s): Kevin J. Smith, Laura R. Petroff, Thomas P. Lane
Arbitrator(s): Jack Friedman, Sam Antar, Mary Julia O'Connell
Hearing Site: New York, NY

1 Results

Display: