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FINRA Awards for Marvin I. Horowitz

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0222708/14/2009Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David M. Belcher
Respondent(s): Ismail Jamoua
Respondent Lawyers(s): Michael L. Pitt
Arbitrator(s): Marvin I. Horowitz, Nancy R. Papo, Lee Hornberger
Hearing Site: Detroit, MI
07-0325602/12/2009Claimant(s): Alan Gildenberg
Claimant Lawyers(s): Jay A. Schwartz
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Joel E. Davidson
Arbitrator(s): Marvin I. Horowitz, Norman A. Samson, Earlene R. Baggett-Hayes
Hearing Site: Detroit, MI

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